Regulation NMS

Results: 1042



#Item
751Stock market / Investment / Regulation NMS / United States securities law / Finance / Securities Exchange Act / Order / Options Price Reporting Authority / U.S. Securities and Exchange Commission / United States Securities and Exchange Commission / Financial markets / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]June 22, 2009 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change to Adopt Rules to Implement th

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Source URL: www.sec.gov

Language: English - Date: 2009-06-24 10:07:50
752Investment / Financial markets / Finance / Regulation NMS / Securities Exchange Act / Order / Stock exchange / Security / Options Price Reporting Authority / Stock market / United States Securities and Exchange Commission / Financial economics

Amendment No. 3 to the Options Price Protection and Locked/Crossed Market Plan; Implementation

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Language: English - Date: 2008-11-24 10:19:39
753Financial markets / Economy of the United States / 73rd United States Congress / United States securities law / Self-regulatory organizations / Chicago Stock Exchange / Regulation NMS / Securities Exchange Act / Order / United States Securities and Exchange Commission / Financial economics / Investment

Microsoft Word - Exhibit 5.doc

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Source URL: www.sec.gov

Language: English - Date: 2006-08-14 16:17:43
754Financial markets / Funds / Stock market / United States Securities and Exchange Commission / Alternext / Exchange-traded fund / NYSE Arca / U.S. Securities and Exchange Commission / Regulation NMS / Financial economics / Investment / Finance

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2008-11-25 11:44:37
755SEC filings / Securities Exchange Act / Financial regulation / U.S. Securities and Exchange Commission / Regulation NMS / Federal Rules of Civil Procedure / Finance / Government / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2008-07-09 11:13:27
756Finance / Financial regulation / Business / 73rd United States Congress / United States securities law / Securities Exchange Act / Regulation NMS / New York Stock Exchange / Short / United States Securities and Exchange Commission / Financial markets / Financial economics

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2008-11-28 10:48:15
757Finance / Business / Mathematical finance / 73rd United States Congress / Securities Exchange Act / Regulation NMS / Algorithmic trading / Short / U.S. Securities and Exchange Commission / Financial markets / United States Securities and Exchange Commission / Financial economics

Microsoft Word[removed]

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Source URL: www.sec.gov

Language: English - Date: 2012-07-13 10:40:17
758Investment / Finance / Stock market / 73rd United States Congress / United States securities law / Chicago Board Options Exchange / Order / Regulation NMS / Securities Exchange Act / Financial markets / Financial economics / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]December 29, 2006 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2007-01-08 17:16:53
759Investment / Stock market / Financial regulation / United States Securities and Exchange Commission / Securities Exchange Act / Floor broker / Day trading / Regulation NMS / Short / Financial economics / Financial markets / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]November 8, 2012 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Deleting NYSE Rule

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Language: English - Date: 2012-11-09 11:24:04
760Financial markets / 73rd United States Congress / Securities Exchange Act / Financial system / Finance / Securities and Exchange Commission / Broker-dealer / Regulation NMS / United States Securities and Exchange Commission / Financial economics / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]September 27, 2012 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha

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Language: English - Date: 2012-09-28 08:32:52
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